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Blog article
07/11/2017 by Matt Hodges-Long
The FCA’s warning last week (Nov 3), that a lack of Appointed Representative (AR) oversight is putting customers at risk of financial harm, is not the last word on this subject.

This is the third time the FCA has commented on AR oversight during the last year and it is only a matter of time before stricter penalties are imposed. That will surely lead to regulatory action being taken against those firms not satisfying the FCA's requirements....
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